Underwriter Services
- Client
- Albany, New York
- RFP Number
- BANKING-9495
- Posted
- 10/15/2026
- Category
- Banking Services
- Budget
- Looking for Proposals
- NAICS
- —
- Set-aside
- —
- Contact
- —
Description
AI GeneratedThe government authority in Albany, NY requires vendor services for three tiers of underwriters to manage and execute bond transactions. Tier 1 Senior Managing Underwriters lead the syndicate to structure, price, and market bonds, manage order books, commit capital, identify refunding opportunities, and provide secondary market support. Tier 2 Co-Managing Underwriters support the marketing, distribution, secondary market support, and capital commitment, while Tier 3 Selling Group Members assist with bond distribution to investors without assuming underwriting risks. Eligible vendors must be onshore US organizations capable of performing the work onsite. Applicants must submit all questions no later than October 22, 2026, and submit proposals indicating their pricing. The source text does not detail submission instructions, proposal deadlines, evaluation criteria, or contract terms.
Key solicitation details
AI-extracted from 261014_underwriter-services-rfq_reissued.pdf. Confirm against the original documents before bidding.
The New York State Housing Finance Agency, State of New York Mortgage Agency, State of New York Municipal Bond Bank Agency, and Tobacco Settlement Financing Corporation are seeking proposals for underwriter services. Services encompass Tier 1 Senior Managing Underwriters, Tier 2 Co-Managing Underwriters, and Tier 3 Selling Group Members. Bidders must be US organizations registered with SEC and FINRA/MSRB with a physical office in New York State.
- Issued by
- New York State Housing Finance Agency
- Solicitation Issuance Date
- October 14, 2026
- Questions due
- October 22, 2026
- Proposal Submission Date
- November 12, 2026
- How to submit
- Electronic submission
- Submission details
- Proposals must be received at the mailbox specified in Attachment I on or before the due date and time. Tabs must be electronically bookmarked.
- Place of performance
- State of New York / Onsite
- Insurance and bonding
- Commercial General Liability, Automobile Liability, Professional Liability, Workers Compensation, and Disability Benefits Insurance required upon notice of tentative award.
How proposals are evaluated
| Technical Proposal | 90 Points |
| MWBE / Diversity Proposal | 10 Points |
Scope of work
- Provide cost-effective pricing and marketing of bonds at lowest interest rates possible
- Identify refunding opportunities to reduce interest costs on agency portfolios
- Review and advise on bond structure, bond issue size, and programmatic and transaction cash flows
- Prepare pricing memos, marketing conditions, preliminary pricing scales, syndicate rules, and price views
- Manage underwriting process and advise on market timing and investor demand
- Conduct bond sale conference calls and coordinate information with syndicate group
- Commit capital as required in underwriting agencies' bonds
- Provide post-closing analysis of debt issuances and secondary market support
Minimum qualifications
- Registered with SEC and FINRA and/or the MSRB
- Proof of a physical office in the State of New York
- Onshore US Organization Only
Documents to include with the bid
- Attachment I Proposal Coversheet
- Attachment II Proposal Certification
- Cover Letter
- Technical Proposal (Tab 2)
- Vendor Information Form
- Lobbying Procurement Law Form 1 and Form 2
- Non-Collusive Bidding Certification Form
- Vendor Responsibility Questionnaire for For-Profit Business
- EEO, Diversity and SDVOB Proposal (Tab 5)
- Proof of required insurance coverages
Verify important details
Document checkConfirm submission instructions and amendments with the issuing agency before responding.
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